[Page 191]Review of William L. Davis, Visions in a Seer Stone: Joseph Smith and the Making of the Book of Mormon (Chapel Hill: University of North Carolina Press, 2020). 250 pages with index. $90.00 (hardback), $29.95 (paperback).
Abstract: Visions in a Seer Stone: Joseph Smith and the Making of the Book of Mormon introduces a new perspective in the examination of the construction of the Book of Mormon. With an important introduction to the elements of early American extemporaneous speaking, Davis applies some of those concepts to the Book of Mormon and suggests that there are elements of the organizational principles of extemporaneous preaching that can be seen in the Book of Mormon. This, therefore, suggests that the Book of Mormon was the result of extensive background work that was presented to the scribe as an extended oral performance.
William L. Davis has provided a new view of the way in which the Book of Mormon may have been created. He focuses on the well-known fact that the text was dictated to suggest that mechanisms behind oral performance should be used to understand the text. It is a completely logical premise.
Davis intends to place his examination in the neutral territory of an academic study. While his hypothesis does not require the divine intervention that anchors explanations from believers, he does not place his work as opposed to the text. In his introduction, he notes: “Readers hoping for a study that debunks Joseph Smith and attacks the Book of Mormon will be disappointed with this work. This is not to say, however, that I will not be challenging some of the unofficial, nondoctrinal traditions and theories surrounding the text” (ix).
[Page 192]Davis is equally clear that: “I would encourage believing scholars and readers to recognize that this study addresses a readership that extends beyond the religious boundaries of the various denominations within the Latter Day Saint movement to include those who do not embrace the Book of Mormon as an inspired or authentic ancient text”(xi). As a reviewer who declares himself a believer, it is perhaps inevitable that I would disagree with some of what Davis proposes. Nevertheless, I must respect his purposes and look at his work in the context in which it was intended.
The overall theme of the book is clearly stated in the very first sentence of the first chapter: “In 1829 Joseph Smith Jr., the future prophet and founder of the Latter Day Saint movement, produced the Book of Mormon in an extended oral performance” (7). The second sentence introduces a perhaps unfamiliar reader to the reason that such “an extended oral performance” should have generated enough controversy to require a book-length treatment: “His process of spoken composition, however, was anything but usual: taking a mystical ‘seer stones,’ an object in Western esotericism that functioned like a crystal ball (also described as ‘peep stones,’ ‘spectacles,’ ‘crystals,’ ‘glasses,’ and ‘show-stones,’ among other terms), Smith placed the stone into the bottom of his upturned hat, held the hat to his face to block out all light, and then proceeded to dictate the entire narrative to his attentive scribes” (7).
Extended oral performances are not entirely unexpected, but such performances being associated with the surprising use of a seer stone requires some explanation. Davis therefore begins with a historical summary that a reader should know to understand the seer stone aspect of the oral performance process.
The overview of the place of seer stones in Western culture provides the basic understanding that the use of such implements followed a long tradition, reaching back to England. However, Davis broadens his subject far beyond the contemporary use of seer stones and connects them to a broader search for the mystical: “The impulse to resist or embellish the dogmas and power structures of established religions encouraged eighteenth- and nineteenth-century Seekers to look outside the boundaries of traditional Christianity, where a panoply of philosophies and practices awaited the curiosity of those who sought alternative systems of belief among the various traditions of Western esotericism” (9).
That tenuous tie between folk magic and the Seeker movement is crucial to his thesis that the seer stones were involved in the process of the generation of a text that attempted to answer those questions. What is missing is any indication of how the concepts surrounding the use of [Page 193]a seer stone would lead to such connections. Seer stones in Joseph Smith’s time were instruments to discover hidden things, but those hidden things were objects, not philosophies. It is also certain that the use of a seer stone resulted in an oral performance, but the context was more perfunctory, and the oral presentation of information was not considered to be the important aspect of the consultation. It was the discovery of the location of that which was lost or hidden which was important, not the story that described the loss.1 Thus, there is a disconnect between the method and the extended oral performance that is not addressed.
With the historical background on seer stones set, Davis moves to the historical background that forms the backbone of his argument for the way in which Joseph produced the extended oral performance. Davis provides an important look at the way early preachers prepared and delivered their sermons. Quite apart from the application of the information to the Book of Mormon, this is a solid contribution. For the Book of Mormon connection, the important aspect of that examination is that there were, during Joseph Smith’s lifetime, a number of preachers who took pride in their ability to provide a sermon without a written text. There was not only a culture of extemporaneous performance, but one of instruction in how to prepare for the extemporaneous oral performance.
There are two general types of oral performance that do not involve reading a text or reciting one that was memorized. One is impromptu speech, and the second is extemporaneous speech. The distinction is important. Impromptu speech is given with little prior preparation, while extemporaneous speech allows for extensive preparation and planning, but the presentation itself is mostly created during the event. Davis is very clear that he is using the second model, and the understanding that the oral speech act is reliant upon preparation is crucial to his thesis of how the elements of an extemporaneous performance could undergird the oral creation of the Book of Mormon.
Davis argues convincingly that Joseph would have easily learned — perhaps by instruction, perhaps by absorption — the techniques used in [Page 194]extemporaneous speaking. “Any attempt to situate Smith’s style of oral composition within the context of his life and the religions traditions that he avidly explored in his youth results in multiple potential avenues of influence” (25).
The heart of Davis’s argument is laid out in Chapter 2. Davis opens the chapter by looking at the opening of Joseph Smith’s 1832 history. At the beginning of that text is a large section that lays out the topics that will be presented in the history. This outline is used to open the discussion of the technique of “laying down heads.” He notes: “The explicit use of the skeletal sketch in the opening of the history, marking each stage in the sequence of the narrative with a summarizing phrase, provides one of the several expressions of the method commonly known as ‘laying down heads.’ Both speakers and writers used this popular, widespread technique to designate and arrange the main topics of such compositions, sermons, public speeches, essays, narrations, and school lessons” (16).
The use of preview outlines was used not only in extemporaneous speech but was also a common feature of contemporary print culture. Davis places Joseph Smith’s use in the realm of extemporaneous because he suggests that Joseph’s usage was too verbose for an imitation of the print culture: “While juxtaposing Smith’s 1832 history with contemporary print conventions might help to explain what Smith was trying to achieve in terms of his textual apparatus, the comparison falls short of explaining the origin of Smith’s style. For example, several of Smith’s prefatory heads in his 1832 history are far too long and excessively wordy for the concise phraseology modeled and usually required by print conventions” (19).
That distinction is important because it allows Davis to situate this feature as an element of extemporaneous speech rather than an imitation of print culture. Given that Joseph Smith also imitated the King James Version style from print culture, it isn’t a conclusive separation, but it does provide an appropriate reason for examining the text of the Book of Mormon to see if such techniques are seen in the text.
Readers familiar with the Book of Mormon do not need more than this suggestion to see the parallels between the several chapter headings and the concept of laying down heads. As Davis points out, they often provide an outline of the major events to be discussed in the book which follows. That is precisely what laying down heads should do.
Additionally, understanding that Joseph would have been familiar with laying down heads provides the best explanation for an otherwise ambiguous sentence in the book of Jacob: “And if there were preaching which was sacred, or revelation which was great, or prophesying, that [Page 195]I should engraven the heads of them upon these plates, and touch upon them as much as it were possible, for Christ’s sake, and for the sake of our people” (Jacob 1:4). Davis understandably underscores this verse when examining the process of laying down heads in the Book of Mormon (91).
The process of laying down heads took two forms. The first is the explicit method, which produces outlines such as seen in the book headers in the Book of Mormon. The second is the concealed method, where the outline would have been created beforehand, but not explicitly provided during the oral performance (68).
Davis applies this understanding of how extemporaneous sermons might be created to Joseph Smith’s famous King Follett Sermon. He finds:
Smith’s introduction for the King Follett sermon suggests that he had some form of an outline in mind prior to delivery. “Before I enter fully into the investigation of the subject that is lying before us,” Smith announced, “I wish to pave the way, make a few preliminaries, and bring up the subject from the beginning in order that you may understand the subject when I come to it.” Thus, Smith did not approach the pulpit unprepared, trusting exclusively in the promptings of the Spirit to guide him. Rather, Smith followed a common strategy for “explanatory” sermons by providing a simple introduction before moving into more advanced issues. (66)
Thus, the thrust of Davis’s argument is that examining sermons outside of the Book of Mormon confirms the probability that Joseph Smith used the techniques of preparing an outline before speaking. Davis thus posits that it becomes a reasonable assumption that those techniques were employed in the creation of the Book of Mormon.
There is historical interest in showing that Joseph Smith’s preaching reflected techniques of the time, but that study would stir little controversy and would be unlikely to be an innovative examination of an aspect of early Mormonism. The most important part of the investigation is the work Davis does to show that such techniques can be seen in the text of the Book of Mormon and therefore they can tell a story about how the extended oral performance that became the Book of Mormon was created.
The hypothesis is important and provides a new and interesting way to approach the question of the creation of the Book of Mormon. Some of my own work leads me to agree that there are aspects of oral creation that can be discerned in the text. I see the application of the understanding of oral presentations and performances to be an important avenue in the study of the text of the Book of Mormon. However, Davis is not studying [Page 196]the text of the Book of Mormon as much as he is suggesting a method by which the content of the text was created. That is a different question. The question for Davis’s proposal is how well it works to explain the overall text of the Book of Mormon rather than specifics of the language.
Davis begins with the strongest evidence that the book header is an example of laying down heads: the header for 1 Nephi. That header very clearly describes what is going to happen in the chapter. The header clearly lays out the historical bones of the story to be told. While Davis makes that point clear (and is correct in that reading), Davis does not spend any time on the contents of 1 Nephi that are not predicted by the outline. There are multiple places where there are some asides, and the ending to 1 Nephi is not only not predicted in the heading outline, but the contents of the last chapters appear to be an unintentional deviation from the outline.2
The difference between the historical outline and the actual text of 1 Nephi does not necessarily contradict Davis’s understanding of laying down heads. The variations away from the outline could be ascribed to the extemporaneous process, where the speech act itself can lead to elements that were not in the outline.
The problem with this difference between laying down heads and the actual content is that it becomes more divergent after 1 Nephi. The book outline for 2 Nephi repeats the same kind of historical backbone that we see in the header for 1 Nephi. However, the 2 Nephi outline stops with the events of the current LDS version’s chapter 5. The remainder of the content of the book, comprising the modern chapters 6 through 33, are not represented in the book header. If the purpose of the explicit outline were to help Joseph Smith remember what he was to develop orally, the vast majority of 2 Nephi is set adrift from that possibility.
Davis examines concealed outlines, and it is possible to see a concealed outline in 2 Nephi 11:8: “And now I write some of the words of Isaiah, that whoso of my people shall see these words may lift up their hearts and rejoice for all men. Now these are the words, and ye may liken them unto you and unto all men.” That could be seen as a concealed head, but it is not a very important one, since it leads, not to an extemporaneous performance of new material, but to the inclusion of multiple chapters of Isaiah. It also highlights the lack of any kind of head that explains the rough transition between 2 Nephi chapters 5 and 6, a division that is sufficiently stark that some LDS scholars have suggested that it really [Page 197]ought to have been the division point between the two books of Nephi rather than the one that was dictated and printed.3
This should give us pause if the second book on the Book of Mormon raises issues for the usability of the explicit heads as an explanation. The complication is that the entire concept of the extemporaneous production was prior planning and mnemonic devices to help understand the text. So much of the book of 2 Nephi is not represented in the book outline, or head, that the hypothesis must come up with a different explanation for that content. Davis does not address the issue.
The disjunction between explicit heads and the text of the book continues in the outline for the book of Alma. That outline reads: “The account of Alma, who was the son of Alma, the first and chief judge over the people of Nephi, and also the high priest over the Church. An account of the reign of the judges, and the wars and contentions among the people. And also an account of a war between the Nephites and the Lamanites, according to the record of Alma, the first and chief judge.”
The historical backbone is certainly there. The book does speak of Alma and the chief judge and the high priest. It spends a lot of time on the wars and contentions. The explicit head can account for Alma chapters 1–4 and 43–64. However, the book of Alma also spends a lot of time with an Alma who renounces his position as chief judge and embarks on a series of visits to cities which occasion long sermons. There are important chapters where Alma address his sons. Thirty-nine chapters of important content cannot have been recalled by having memorized the explicit head.
If the book outlines were to have been mnemonic devices to generate the content of the book, they fail to do so. This conflict between prediction and actual use of the technique in the text is highlighted by the sermons.
Davis has a chapter on sermon culture in the Book of Mormon. He suggests:
Significantly, as the text repeatedly demonstrates, Smith avoided the explicit announcement of comprehensive sermon outlines in the introductions to his orations, opting to limit any preliminary notifications to brief and often generalized heads. This approach, however, should not be confused with purely extempore performances. Smith’s overt references to impending subjects and changes in topic, particularly when he lays down explicit and progressive heads to do so, [Page 198]demonstrate his use of the common “concealed” method of preaching …
By removing the constraints imposed by explicitly stated preliminary sermon outlines, Smith allowed himself the freedom to address any subject that sprang to mind, in any order and for any duration, without unsettling his reader by diverging too far from any explicitly stated heads in the opening of orations. (115)
Davis is suggesting two different types of preparation, one that created the history and a second concealed method that generated the sermons. That is consistent with contemporary sermon practice. It is, however, difficult to place into the framework of an extemporaneous creation of the text of the Book of Mormon.
The Book of Mormon has explicit outlines which outline history, but they never mention sermons. Thus, right at the point where we would expect the greatest crossover in techniques from preaching culture, we find a major disconnect. The explicit heads completely ignore the sermons, and therefore do not provide the mnemonic structure that would allow Joseph Smith to create them in an appropriate context. Just as the majority of 2 Nephi cannot be explained by laying down heads, the presence of the sermons cannot be explained by laying down heads.
Furthermore, Davis suggests that Joseph allowed himself great latitude in his sermons without explicit heads, which was not “unsettling his reader by diverging too far from any explicitly stated heads” (115). I stopped that quotation intentionally, because while Davis applied it only to sermons, it must be applied to any use of the laid down heads. If it was unsettling to have a sermon that did not follow the explicit head, how can we explain the explicit heads that don’t describe major content? That is a contradiction in his hypothesis that Davis does not see, and therefore does not address.
Davis develops the concept of organization into smaller units that would help an oral performer create a larger description from a small outline hint. He explains that concept with the seven words in the book header of 2 Nephi: “An account of the death of Lehi.”
One of the reasons Smith could encapsulate an entire scene with a seven-word phrase pertains to the nature of the narrative circumstances. Rather than encompassing a complex sequence of actions, the scene contains a single trope: a variant of the deathbed scene, in which relatives and friends gather to hear [Page 199]the last words of a prominent dying family member. Given the ubiquity of this conventional trope and the array of narrative elements associated with it, Smith could have easily expanded the phrase “an account of the death of Lehi” into an extended passage by simply envisioning the circle of friends and relatives round Lehi, and then offering semi-extemporaneous exhortations and blessings to each of the recipients. As such, the amplification of the seven-word phrase into a lengthy text would not be remarkable, nor would the dictation of such a moment require elaborate premeditation. (139)
The obvious counter to “Smith could have easily expanded the phrase …” would be that Smith could easily have “translated the text.” Both statements over-simplify the problem. Extracting the bones of the outline does not explain the text but leaves us with only an unevidenced possibility.
Unquestionably, while Lehi’s scene could be easily imagined, the nature of the complexity of that scene suggests much more planning, forethought, and preparation than Davis appears to suggest. The weakness of Davis’s suggestions is precisely in the nature of the content. The process of organizing information prior to presentation is the same for extemporaneous presentations as it is for written texts.4 The difference is that a written text can be corrected before it sees the light of day, and the extemporaneous text is generated live, with all of the humanity of its production on full display. That difference covers over the important and critical similarity. Both written and extemporaneous productions require preparation.
Davis absolutely understands the problem of preparation. He notes:
The brevity of many mnemonic cues in the Book of Mormon indicates that Smith was familiar with the stories that his cues evoked. That such bare-minimum phrases could cue Smith’s memory suggests that he spent a long time with his stories — meditating on them, generating and developing ideas, choosing topics to address, establishing sequences of events, choosing names and places, and making any possible revisions along the way — until he became sufficiently familiar with them for the stories to become entrenched in his mind. In doing so, such preparations and mental rehearsals would enhance his memory of the narratives. A single summarizing phrase for [Page 200]such premeditated and familiar tales would be all that Smith needed to evoke the content and structure of his creations. (141)
Note the similarity between what Davis suggests and the process of creating a written text: “Writing a text is a complex task that needs a coordinated implementation of a large set of mental activities. Writers have to clearly delimitate the nature, the goal and the communicative function of the text. They also have to establish a precise representation about readers’ characteristics and expectations, in order to anticipate systematically what must, or can, be written.”5 In other words, Joseph Smith had to do what any author would do. He “wrote” his text, but perhaps to memory. Davis allows that he may have written down at least notes, if not the precise words.
With respect to the content, it is clear there was a planned text. Only at this point is there any significant difference between a proposal for a translated text and an extensive outline. Both require a text that clearly shows it was planned. Davis uses times when the Book of Mormon speaks of events in the future as demonstrations of laying down heads. That is a reasonable definition in his context, but both the use of laying down heads and the presence of foreshadowing in a written text are precisely the same. Davis understands and makes that prerequisite explicit: “When reviewing the entire text of the Book of Mormon, we find repeated evidence of Smith’s forethought and preparations, which militate against the theory that Smith produced the work in spontaneous, unpremeditated outbursts of creativity” (158). Those who support a translated text would agree with Davis. There is a text behind the orally dictated text.
Davis presents evidence for his hypothesis of construction within the text, but his evidence for the prior creation is based on the assumption that it must have happened, since if it had not, the extended oral performance could not have occurred. The concept of an oral presentation is useful to explain aspects of the text, but it cannot explain the elements of the text that were neither a spontaneous nor extemporaneous production. The locus of the explanation is on the performance, and the nature of the preparation is only assumed.
The laying down of explicit heads cannot provide sufficient mnemonic help to generate the contents of each of the books of the Book of Mormon, although it could be argued sufficient for 1 Nephi. Any hypothesis that covers only one case of many is not that strong. The [Page 201]concealed heads are suggested as reasons why Joseph could ignore some of those heads, and not need them in the creation of sermons. Davis’s strongest recommendation for concealed heads is that Joseph Smith did not need to use them. That is not a strong indication that they formed much of a mnemonic clue to create the text.
There is nothing in the mnemonic use of any type of extemporaneous methodology that explains the nature of the Isaiah texts in the Book of Mormon. It might be used to suggest their presence but not the specifics. In particular, David Wright looked at many of those changes and found a concentration of changes around italicized words in the King James Version of the Bible, the obvious source for the majority of the Isaiah texts.6 That evidence cannot be explained by extemporaneous theory. Even assuming an excellent memory, the changes that were made and specifically those triggered by the presence of an italicized word preclude extemporaneous production.
The book of Ether resists much of the use of extemporaneous methods. There is no book outline, so that is of no assistance. There is an explicit case of laying down heads in the text, if we read the long genealogy in Ether 1:6–32 as laying down heads. That genealogy is used, in reverse, to structure the historical narrative.
That certainly seems like the use of heads, but it requires a prodigious amount of memorization, particularly since the list itself has duplicated names that have to appear correctly in the reversed narrative. Complicating that further is that the list in Ether 1 is a genealogy, and not a list of rulers. The historical narrative that develops from the genealogy presents numerous shifts in the rulers, including multiple names that are not included in the genealogy. The divergence in political succession between Nephite and Jaredite cultures needs some explanation, since the Jaredite practice of ultimogeniture can be discerned from the text, and is unexpected and implicit. The primogeniture among the Nephites, on the other hand, is both expected and explicit.
The book of Ether follows an entirely different logic from the rest of the Book of Mormon. Its stories are told tersely and with little sermonizing. Significantly, the textual reason of the inclusion of that book (its discussion of secret combinations), is not mentioned in any of the localized heads. The textual emphasis on secret combinations was foreshadowed in “heads” from much earlier in the text. While that does [Page 202]suggest pre-planning, the time distance between laying down the textual concealed head and the time that it is made explicit covers months of time and significant intervening text.
The book of Ether provides another interesting example that complicates the question of Joseph as author. In the original edition, Ether 4:1, speaking of the translation of the book of Ether, read: “and for this cause did king Benjamin keep them.” Later editions understood that this is a difficult reading, and it was Benjamin’s son Mosiah who translated the records.” The story is clear that it should have been Mosiah. However, this very error of speaking of Benjamin rather than his son occurs at the first introduction of the story of the plates in Mosiah 21:28. The correct story occurs after Mosiah 21:28, yet this “mistake” in Ether echoes a similar issue at the beginning of the story of the record of Ether. There have been a few explanations for this interesting issue in the text, but Davis’s hypothesis would suggest that the exacting preparation for an extemporaneous production would have avoided that mistake in every other case save for this one that has an interesting textual connection that, in the process of the oral presentation, would have been months apart. Positing Joseph as an author makes the mention of Benjamin doubly anomalous, since Joseph would also have been the author of the texts that Mosiah translated, which refer to Mosiah as translator, and which are more recent in memory than this interesting mention of Benjamin. Regardless of how one interprets that name in Ether, its presence argues against Davis’s theory that meticulous preparation would have led to the oral presentation.
Another indication of the need for an existing text is a particular type of repetitive resumption in the Book of Mormon. I find I am the source for misleading Davis’s use of that concept in his discussion of extemporaneous performances.7 I continue to believe it is a technique that may have begun in an oral culture, but I have discovered occasions where the Book of Mormon use of the technique appears to require a written text, or at least a heavily memorized pre-existing text.
Repetitive resumption is a technique in which a set of words or sometimes only the concept which marks the last part of the planned text is [Page 203]repeated after an intervening intrusive text. Thus, the repetition allows the author to pick up where they had departed, or to resume to narrative flow.
Repetitive resumption can be used to describe returning to a sentence that has become overly complex. Royal Skousen uses it in that way.8 In the examination of the creation of texts, it can be used to describe a technique that brackets an intrusive, inserted text.9 That function also appears in the Book of Mormon. At times, it allows the author to return after a short aside. Those cases would easily fit into an extemporaneous performance. However, the longer the intrusive insertion, the greater mental distance from the phrases of the departure and the return, the less likely that memory provides the ability to recapture the point of departure.
To present the basic idea, the following is a short example that could rely upon memory:
So that when he had finished his work at Melek he departed thence, and traveled three days’ journey on the north of the land of Melek; and he came to a city which was called Ammonihah.
Now it was the custom of the people of Nephi to call their lands, and their cities, and their villages, yea, even all their small villages, after the name of him who first possessed them; and thus it was with the land of Ammonihah.
And it came to pass that when Alma had come to the city of Ammonihah he began to preach the word of God unto them. (Alma 8:6–8)
There is another case where an intrusive text was inserted in Mosiah 28:11–20 where the number of intervening verses is not only longer, but they are also interrupted by a chapter break in the original 1830 edition. The complexity of remembering the specific sentences over that number of verses as well as the conceptual chapter boundary make this less amenable to an extemporaneous insertion. It could be explained as a written text or a memorized text but not an extemporaneous text.
My final issue with the extemporaneous hypothesis is personal. I spent time in high school and college in competitive speech tournaments where I was directly involved with events that were explicitly extemporaneous, or which employed those techniques. I can [Page 204]appreciate the need for information to draw upon in the extemporaneous presentation. I can appreciate drawing upon extensive study. However, I cannot easily reconcile my experience with extemporaneous speaking with the descriptions of the Joseph Smith’s oral performance.
When speaking extemporaneously, the flow of the words and ideas is important. Combinations occur which are new and relevant but come as part of the performance. I contrast that with my experience helping my wife prepare talks early in our marriage. I would suggest something to her, and she would say that she really liked what I said, and that I should therefore repeat it. That was difficult to do. Invariably, I could not recall what I had said and had to reconceive it. Break that process down to the dictation of the entire text of the Book of Mormon at a rate of about twenty words per minute. That constant interruption of thought would make it difficult to produce anything close to what I might do in a strictly oral performance. When that problem is combined with the statements from witnesses that Joseph Smith always picked up where he left off, without any hint of where he was, then that production process would be beyond anything I have experienced.
The greater the need for memorization, the less presence of extemporaneous production we find. The best use of Davis’s hypothesis is to suggest that there was a pre-existing text (perhaps unwritten, but therefore requiring massive memorization), and that the actual sentences themselves, and perhaps a few of the asides, were extemporaneous. There is evidence for extemporaneity at that level in the text. Nevertheless, Davis suggests that the presence of any of these outline devices must point to a more modern creation of the text:
When Nephi commanded his brother Jacob to “engraven the heads” of sermons, revelations, and prophecies onto the gold plates and to “touch upon them as much as it were possible” (Jacob 2:4), both Nephi and Jacob and many of the author- prophets who followed did not limit the technique of laying down heads to oratorical performances. They also used the technique to organize their historical narratives, providing the structural architectonics for the entire Book of Mormon. Crucial to understanding Smith’s process of narrative product however, is the recognition that these methods and techniques emerged in a different place and time than the period in which the stories of the Book of Mormon occurred, signaling the authoritative presence of a modern hand — whether as a translator or author — in the construction of the work. (159)
[Page 205]Note the contradiction Davis provides that significantly weakens this hypothesis: “While the technique of laying down heads was common in the eighteenth century (and much earlier), pedagogical approaches guiding students in a stop-wise fashion from beginning compositional skills to advanced techniques were not yet prevalent” (17, emphasis added). The obvious conclusion is that the concept of organizing a text is quite ancient. The question about organization using concealed heads cannot be placed into any dating scheme, as most texts exhibit some form of organization, even if they don’t use the vocabulary of the nineteenth century texts to explain them.
The “laying down of heads” is a time-specific vocabulary that describes organizational elements. It is difficult to find a way to discern the use of concealed heads as a nineteenth century element because they do not reflect any kind of internal organization, which could easily be extracted from most documents. The strongest evidence for the laying down of heads are the explicit heads, but they don’t actually help explain the majority of the text of the Book of Mormon.
Davis’s hypothesis continues to be based on an assumed pre-existing text that is only hypothesized:
Whether one chooses to believe that the Book of Mormon emerged exclusively from Smith’s mind and creative powers or as the translation of an authentic historical record, an examination of the textual and historical evidence suggests that Smith engaged in advance preparation for the work. The text reveals a process of careful and thoughtful planning, and the specific structuring that underpins the composition of the entire work centers on the introductory technique of laying down heads to create sketch outlines and mnemonic cues. (190)
Davis is correct that there must have been a pre-existing text, whether written or simply mentally conceived and stored. The data go further to require extensive memorization of massive details that are foreshadowed in the text, but which are not present in the “sketch outlines and other mnemonic cues.” The support for Davis’s thesis is the careful selection of only the evidence that supports the hypothesis, while ignoring the vast majority of the Book of Mormon that cannot be explained by those “sketch outlines.”
I do believe that initiating an interest in the oral aspects of the text will be very productive for understanding the text itself. I am not convinced that it can tell us anything useful about the creation of the text.


Brant A. Gardner (M.A. State University of New York Albany) is the author of Second Witness: Analytical and Contextual Commentary on the Book of Mormon and The Gift and Power: Translating the Book of Mormon, both published through Greg Kofford Books. He has contributed articles to Estudios de Cultura Nahuatl and Symbol and Meaning Beyond the Closed Community. He has presented papers at the FAIR conference as well as at Sunstone.
9 Comment(s)
DanB, 02-03-2021 at 11:59 pm
Brant,
Thanks, but no thanks (for your efforts here). And who at the Interpreter Foundation even chose to review Davis’ book in the first place; is this the old FARMS ‘Review’ format, but in reverse – taking a secular book and making it plausible? (My comments aren’t ad hominem, they are ad locum (italicized) – ”This is [not] the right place; [don’t] drive on.”)
The Interpreter’s target readership, generally, is for “believers;” and it abides a wide spectrum of views on almost any gospel topic. Davis’ “Views in a Seer Stone” does not even rise to the level of gospel topic, in that it is directed to “unbelieving” academics (my emphasis). If the rest of us want to read along, well, it’s on our time and on our dime. The cost, however, is too great.
The premise of the volume under study is so ahistorical that it boggles the mind – even for those of us who cling on most everything about the Book of Mormon’s provenance.
You state, “That tenuous tie between folk magic and the Seeker movement is crucial to [Davis’] thesis that the seer stones were involved in the process of the generation of a text that attempted to answer those questions [i.e., the Book of Mormon production by Joseph’s oratorical acumen]. What is missing is any indication of how the concepts surrounding the use of a seer stone would lead to such connections. Thus, there is a disconnect between the method and the extended oral performance that is not addressed.”
Exactly. End of story. Further reading is a waste of time. And dime.
Unbelievers might enjoy another secular theory of how Joseph produced the Book of Mormon, but the Interpreter should not be the stage for such a misplaced and far-fetched premise. I, personally, can not abide it, although some secularists/academics might lick their chops, froth at the mouth, and howl to the moon at such ill-conceived theses.
And you, Brant – it’s not your values, or your devotion, or your loyalty, or your hard work that are in question – but instead, given your past writings and Comments in this journal and elsewhere on how Joseph “translated” the Book of Mormon (which are legion), how could you, with your “believer’s” mindset, call Davis’ premise “completely logical?”
It is NOT logical and it is NOT historical. And it is NOT useful for the Interpreter to have put this review in this forum. Ad locum (against location) for this review of a “loco” book! (I’m sorry for my bluntness, Brother Davis; I would invite you to submit your book for review (or write a corresponding essay) to the Liahona/Ensign, Sunstone, Dialogue or Signature Press and return here with their responses. I’d be interested in what that spectrum of readers opined.)
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Brant A. Gardner, 02-04-2021 at 9:12 am
I apologize for wasting your time. I hope others read to the end of the review.
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DanB, 02-06-2021 at 7:00 am
Brant,
You didn’t waste my time; I read, listened to (a very pleasant reading, BTW) and re-read your review in depth. But I will neither buy nor read the book; you’ve saved me (many) dimes.
The raison d’ etre of your review must have been to outline for your readers Davis’s “new perspective” or theory on how the Book of Mormon was “translated” and produced. To be credible (and worthy of a credible review), a theory must fit the data. Here, “Davis … SUGGESTS that there are elements [in rather brief BofM tidbits, BTW] of the organizational principles of extemporaneous preaching that can be seen in the Book of Mormon,” and “[t]his, therefore, SUGGESTS that the Book of Mormon was the result [in toto?!!] of EXTENSIVE BACKGROUND WORK that was presented to the scribe as an extended oral performance.” Such suggestions and hypotheses cannot stand; they are NOT supported by credible data. Davis’s entire theory is not credible nor worthy of review in this venue.
Of course, “[m]ultiple POTENTIAL avenues of influence” can be found (on multiple topics) in the Book of Mormon. But to say that “the way early preachers prepared and delivered their sermons,” and that “during Joseph Smith’s lifetime, [there were] a number of preachers who took pride in their ability to provide a sermon without a written text” has absolutely no relevance here. Where are the citations of facts – where are the data – that Joseph “learned — PERHAPS by instruction, PERHAPS by absorption — the techniques used in extemporaneous speaking”? (And please don’t reference Davis’s finding of his many inclusions in the Book of Mormon; to me, that is circular thinking; it begs the question.) Your (and I dare say Davis’s) ASSUMPTIONS that Joseph may have dictated to his scribes the ENTIRE Book of Mormon using such “techniques” are not documented, verifiable FACTS; they are conjectures, suppositions, and mental machinations.
That Joseph used “a mystical ‘seer stones,’ [sic] … and proceeded to dictate the entire narrative to his attentive scribes” ARE well-known facts, discovered long before Davis arrived on the secular Book of Mormon-production scene. Yet from such data Davis (mystically) congers up a theory of the Book of Mormon’s provenance with only his own hypotheses to support it. Where are the reviewer’s (and, supposedly, Davis’s) citations of the EXTENSIVE BACKGROUND WORK that Joseph would have had to go to? Where does one turn to find that he actually did such work? To whom did he regale – to which listener, friend, family member, courtroom judge, or enemy – his “extensive” experiences and his mental and memory preparations? Where exactly is Davis’s evidence that – as you quote – “[Joseph] ‘wrote’ his text, but PERHAPS to memory [his must have been a prodigious memory!].” Again you write, “Davis allows that he MAY HAVE written down AT LEAST notes, if not the precise words.” Who has read – or read of – these possible written notes and words? When and where did he think them up, write them down, perhaps catalog them, and then memorize them all?
Doesn’t this absence of secular evidence present an opportunity to cite the multitudinous, well documented historical facts regarding Joseph’s turbulent and harried life during the limited months of the Book of Mormon’s production? Where are the apologetic data – not unseemly words in the Interpreter – that contradict much, if not all, of Davis’s theories?
As a “believer,” (you state as much: “As a reviewer who declares himself a believer, it is perhaps inevitable that I would disagree with SOME of what Davis proposes”) how can his entire theory be reviewed positively, even almost credibly, when his book, which magnanimously “intend[ed] to place his examination in the neutral territory of an academic study,” overtly “addresses [readers] who do not embrace the Book of Mormon as an inspired or authentic ancient text”(xi)”? And Davis says all of that while, condescendingly, he invites the “believing scholars and readers” to simply come along for the ride.
As a reader, I want more of the old ‘FARMS Review’ fire-and-brimstore apologetics. I need it to have “attiude.” Where are the Hugh Nibley’s, the Dan Peterson’s or Louis Midgleys? Or for that matter, where is that critical reader and critic of all things Interpreter, the real Brant Gardner? Is not this why The Interpreter began, at least in part? Is the Journal to print every secular theory of the Book of Mormon’s production without serious scholarly critique and good-willed criticism?
I rue the day.
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Brant A. Gardner, 02-06-2021 at 8:46 am
You asked: “how can his entire theory be reviewed positively, even almost credibly?” For me, it is the golden rule. I would really prefer that someone take what I write seriously, even if they disagree. Then I would expect reasons for the disagreement. Those are the reviews I can respect.
I am really sorry that you felt the review was “without serious scholarly critique.” That really was what I thought I was doing.
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David Ruderman, 02-06-2021 at 9:51 am
Brant, you did exactly what you thought you were doing and you did it in an admirable way. I appreciate this review as a sometimes reader of this blog, as well as your writings in general. You are a beacon in many ways and your kindness and careful attention to the details of your study are much appreciated.
I do not appreciate the types of commenters that frequent this blog like DanB, though. He admits he has not and will not read Davis’ book and yet feels it appropriate to tell you whether you are right or wrong. If the man is not planning on spending any time with the book then he shouldn’t comment and he should move along, this is an important topic and in all the exchanges with Bill that I have seen it is clear that he deeply cares about us. It is not so clear to me that commenters that DanB care about anything other than their egos, which is unfortunate because that helps no one in a community, not even the egotist themselves.
William L Davis, 02-04-2021 at 10:30 am
DanB,
In my book, I made explicit and concerted efforts to offer believing members a way to interpret the information in my study through the lens of faith, without requiring anyone to feel threatened or lose their testimony.
I did so by showing how LDS theories already account for 19th-century elements in the Book of Mormon, and those same theories have paved the ground to accommodate such studies as mine within paradigms faith and belief — those are LDS theories, not secular/academic ones, that guided my proposals to believing readers.
Moreover, I frankly bent over backwards to do so. In the publishing process, more than one voice pressured me to remove the information that helped believing members to understand the work through the eye of faith, because that information technically wasn’t a component of academic writing. But I insisted on it anyway, because I have a lot of active, devout LDS family members (immediate and extended), as well as a number of devout, lifelong LDS friends. I wrote this book with them constantly in mind, and I went out of my way to be respectful of their beliefs.
Your comments, DanB, suggest that you haven’t read my book. Or if you did, you did not understand it. Your claim that my study is “not logical” and “not historical” is completely and utterly inaccurate. You’re welcome to your opinions, but the facts remain: the historical context and the methods of oral performance and composition that I address in my study are all well-attested and pervasive in the historical record. Describing my work as “ahistorical” betrays your lack of knowledge and expertise in the field. While my work will no doubt be worthy of fair criticism, unfounded critiques like yours do not move the conversation forward for anybody, believers and non-believers alike.
As for submitting my book for review, I did not submit my book to the Interpreter. The Interpreter formally requested copies from the publisher, so the reviews that have appeared on this site were motivated by members of the Interpreter organization and their desires to respond to my work. If you have concerns, you should direct your comments to them.
Moreover, your comments suggest that you are not aware that Dialogue has already provided a roundtable of reviews about this work. You can find the reviews here: https://www.dialoguejournal.com/2020/05/dialogue-roundtable-william-l-davis-visions-in-a-seer-stone-joseph-smith-and-the-making-of-the-book-of-mormon/
Now, DanB, I realize that academic works are often perceived as threats to the faith. I’m also aware that studies like mine often tread in sensitive, sacred ground for many readers. But I would encourage you to consider how there are many non-believing scholars in the academic world who are making good-faith efforts to explore the origins, history, and development of the church, without nefarious hidden agendas.
And along those lines, and for the benefit of other readers here, I would like to offer a “heads-up” about future academic studies. The Book of Mormon has been seriously neglected in the academy. But that’s starting to change, and scholars are taking more interest in it. As that happens, scholars will likely discover more information that might be uncomfortable for some of the traditional LDS explanations regarding the nature of the work.
Those situations will undoubtedly cause stress for some people. But it’s my belief that such new information can always be incorporated into paradigms of belief. Devotional explanations will always surface. And when those devotional explanations are based on more accurate information about the past, then faith actually gets stronger.
While it’s human nature to hold onto some traditions with an iron fist, I think it’s always important to recognize that some traditions — no matter how popular, well-received, or well-intentioned — are traditions of our fathers that are not always entirely accurate. We need to be open to adjustments that make our knowledge more correct. If we’re not open to such adjustments, I would argue, then we’re not open to the whole concept of ongoing revelation.
As far as criticizing Brant Gardner for his work, I think you are being entirely unfair. While I disagree with several of Brant’s interpretations and concerns with my work, I nevertheless believe that he’s made a concerted effort to be fair and impartial, without abandoning his position as a devout, believing scholar. Engaging in dialogue, even across the perceived academic/devotional divide, should not require the old FARM’s-style approach, with its unfortunate reputation for personal attacks and verbal fisticuffs. We can do better than that. We should do better than that.
John Perry, 09-04-2020 at 4:20 pm
Brant,
Thank you for your review.
I have found the existence of the Book of Ether in the Book of Mormon to be an interesting outlier. So must others both in and out of the Church since many published synopses ignore the Jaredite account altogether. It seems to get in the way.
Every time I read Ether I think to myself that if Joseph Smith was the author of the Book of Mormon, how unnecessary the Book of Ether is. Indeed, it seems to interrupt the entire flow of the main story of the ongoing conflict and interaction of the Nephites and Lamanites.
You repeat a very good point about the genealogy in the first chapter and how the rest of Ether presents that story in reverse order. Without an existing manuscript, it seems highly unlikely that someone could reproduce the inverse order embedded in the later text. I had not thought about the added complication of the genealogy not being a list of rulers and how those shift about, as well as introduction and recycling of names in such a way that makes a perfect memorized reverse recitation even more unlikely.
I was surprised that neither you nor Brian cited Emma Smith’s famous quote about Joseph being entirely incapable of writing or dictating “a coherent and well-worded letter; let alone dictating a book like the Book of Mormon.” None of his contemporaries thought he was capable of such an extemporaneous feat, and we have little to no evidence of him secluding himself to work on “cramming” for his next session.
Thanks again to you and Brian for your interesting reviews.
Cheers.
William Davis, 09-04-2020 at 2:50 pm
Hi Brant,
I tried to post a comment earlier, but it seems to have disappeared into the internet void. Here’s a second try.
I wanted to reach out and thank you for your professionalism and serious engagement in your review of my work. I appreciate it very much.
I realize that my book addresses sensitive issues about the origins and production of the Book of Mormon, and I have introduced some ideas that are new and potentially challenging. If we had been able to participate in a roundtable, I would have been able to offer my perspective on the issues and concerns you have raised. But perhaps we will find another time and venue for that.
In the meantime, I wanted to thank you for your professional tone and approach with this review. I appreciated it very much.
Regards,
William L Davis
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Brant A. Gardner, 09-04-2020 at 3:20 pm
Bill, I moderate the comments, and the ether ate your previous comment before it ever arrived. As I noted, I think there is a lot of important work to be done to sort out orality in the text. In a non-COVID world we might even get a good roundtable going. I would love to have that opportunity. Thank you for challenging ideas.